NMT Case 6

USA vs. Carl Krauch, et al.

Summary

Trial VI, "The United States of America vs. Carl Krauch, et al", is commonly known as the 'I. G. Farben Trial." The twenty-three defendants were all officials of the "I. G. Farbenindustrie Aktiengesellschaft," a large German conglomerate of chemical firms. The trial convened on 152 days between May 3, 1947 and December 28, 1948. It was the third largest of all of the Nuremberg Trials. It was the second of the so-called "industrialist" trials, falling between Trial V, the "Flick Trial" and Trial VII, the "Krupp Trial". Of the 24 men arraigned, 13 were found guilty; one defendant was severed from the trial due to illness. No one was found guilty on counts 1, 4, or 5 of the indictment.

I.G. Farben, originally created in 1925 and vastly strengthened in subsequent years through mergers and acquisitions, was by 1932 the largest chemical conglomerate in the world. By 1939, it was the largest industrial group in Germany, holding participating interests in 400 German firms, including manufacturing, sales and power installations, railroads, coal mines, electric plants, and gypsum and salt mines. It also held participating interests in over 500 firms outside of Germany, with manufacturing plants across Europe and a presence in all commercial and industrial centers in the world.

The company was among the earliest and most significant financial supporters of the Nazi Party. Because Germany lacked key natural resources, Farben's capacity to produce nitrates (for explosives and gunpowder), synthetic gasoline, and synthetic rubber was of critical importance for war planning. Farben's ability to produce these substances was key in making Germany self-sufficient in these crucial war materials. Other critical war materials manufactured by Farben included nickel, magnesium and aluminum alloys, and poison gas.

During the trial, the prosecution introduced into evidence 2,282 written exhibits; the defense introduced 4,102. A total of 189 witnesses gave testimony.

Persons Involved

Military Tribunal VI

Commissioners of the Tribunal

Prosecution Counsel

Associate Counsel:

Defendants

  • Otto Ambros
  • Max Brueggemann
  • Ernst Buergin
  • Heinrich Buetefisch
  • Walter Duerrfeld
  • Fritz Gajewski
  • Heinrich Gattineau
  • Paul Haefliger
  • Erich von der Heyde
  • Heinrich Hoerlein
  • Max Ilgner
  • Friedrich Jaehne
  • August von Knieriem
  • Carl Krauch
  • Hans Kuehne
  • Kugler, Hans
  • Carl Lautenschlaeger
  • Wilhelm Mann
  • Fritz ter Meer
  • Heinrich Oster
  • Hermann Schmitz
  • Christian Schneider
  • Georg von Schnitzler
  • Carl Wurster

Defense Counsel

Chronology Overview

Indictment filed3 May 1947
Arraignment of 21 defendants14 August 1947
Arraignment of defendant Lautenschlaeger27 August 1947
Prosecution opening statement27 August 1947
Severance of case against Brueggemann9 September 1947
Arraignment of defendant Wurster17 September 1947
Defense opening statements18-19 December 1947
Defense closing statements2-4, 7-9 June 1948
Prosecution closing statement10 June 1948
Defense rebuttal closing statements11 June 1948
Judgments/Sentences29-30 July 1948

The indictment consisted of five counts:

  1. Planning, preparation, initiation, and waging of wars of aggression
  2. Plunder and spoliation
  3. Slavery and mass murder
  4. Membership in the SS
  5. Common plan or conspiracy

Indictment

Count 1 (all defendants): Planning, preparation, initiation, and waging of wars of aggression and invasions of other countries, through their connection with enterprises, specifically I.G. Farben, involved in the commission of these crimes.

Count 2 (all defendants): Plunder and spoliation in occupied countries and territories, again through their connection with I.G. Farben. This involved direct confiscation of raw materials, machinery and production facilities, as well as more devious means of acquiring control of production such as forced loans and "negotiations" under threat of force. Farben planned and carried out acquisition of the chemical industries of all occupied nations.

Count 3 (all defendants): Slavery and mass murder; enslavement and deportation to slave labor of civilians of countries and territories occupied or controlled by Germany; enslavement of concentration camp inmates; use of prisoners of war for war-related work.

Count 4: Membership in the SS (Schneider, Buetefisch, and von Heyde)

Count 5: Common Plan or Conspiracy (all defendants). Common plan/conspiracy to commit crimes against peace, including acts constituting war crimes and crimes against humanity.

Other Entities and Organizations Mentioned in Trial

Vorstand (executive board of a company—19 defendants were on Farben's Vorstand)

Aufsichtsrat (board of directors, from which a Vorstand is chosen/appointed)

Zentralausschuss (Central Committee of Farben)

Auslandsorganisation or AO (foreign branch of the NSDAP)

Reichsverband der deutschen Industrie (Reich Association of German Industry, later known as Reichsgruppe Industrie)

Wirtschaftsgruppe Chemische Industrie (Economic Group Chemical Industry)

GEBECHEM (Plenipotentiary for Chemical Production, position held by Carl Krauch)

Vermittlungsstelle W (Farben's military liaison agency in Berlin)

Vierjahresplan (Office of the Four-Year Plan, headed by Goering)

Reichsamt fuer Wirtschaftsausbau (Reich Office for Economic Development, see above)

Council for Propagation of the German Economy

Wirtschaftliche Forschungs G.m.b.H. (WIFO) (Economic Research Corporation, a company that stockpiled gasoline and oil for the Wehrmacht)

BRABAG (Braunkohle-Benzin AG, government-sponsored corporation to make synthetic gasoline)

DAG (Dynamit Aktien Gesellschaft) formerly Alfred Nobel & Co.

Circle of Experts of the Propaganda Ministry

Carl Schurz Association (group active in disseminating Nazi propaganda overseas)

Prager Verein (Verein fuer Chemische und Metallurgische Produktion of Prague, competitor of I.G. Farben until December 1938)

Chemische Werke Aussig-Falkenau G.m.b.H. (new company organized by Farben which took over the assets of the Prager Verein in 1939)

Ostgesellschaften (state-controlled consortia—at least 17—set up to exploit industries in the USSR; Farben participated in four)

Haupttreuhandstelle Ost (HTO: Main Trustee Office East; managed seized assets in Poland)

Keppler Circle aka Friends of Himmler aka Freundeskreis (group of industrialists, bankers, etc who provided significant financial support to the SS)

Berlin N. W. 7 (group of departments of I.G. Farben located in Berlin)

JASCO (Joint American Study Company, set up in 1930 to exchange research findings between Standard Oil and I. G. Farben)

Francolor (new chemical consortium set up by Farben to include formerly French concerns in dyestuffs industry)

Norsk Hydro (Norwegian hydroelectric power works)

Dynamit Nobel AG ("DAG", subsidiary of I.G. Farben)

Monowitz (Farben's buna plant at Auschwitz, with its own camp)

DEGESCH, Deutsche Gesellschaft fuer Schaedlingsbekaempfung (Farben subsidiary company, manufacturer of Zyklon-B gas)

DAF (Deutsche Arbeitsfront, German Labor Front, Nazi trade union; most defendants were members of the DAF)

Selected Terms Important in this Trial

Wehrwirtschaftsfuehrer ("Military Economy Leader/s"—12 defendants)

Wehrwirtschaftsrat (Military Economic Council, including the above)

Sonderfuehrer ("Special Leaders", designated to take over Soviet factories)

Beschlagnahme (sequestration [of assets, firms, etc] in occupied lands)

Neuordnung (New Order, in broadest sense, Nazi plan for reorganization of Europe)

Buna (synthetic rubber produced in Farben plants)

Erdoel (mineral oil, or petroleum)

Sprengstoffe (explosives)

Stickstoff (nitrogen)

EVIDENCE FILE DOCUMENT GROUPS used in trial: NI, EC, D, PS, L

Trial Chronology

Detailed chronology showing dates, transcript page numbers, and content

DatePagesContent
14 Aug 19471-34Arraignment, pleas
27 Aug 194735Arraignment of Lautenschlager
"36-192Prosecution opening statement
28 Aug 1947204-250Prosecution document book 1
29 Aug 1947251-297Prosecution document books 2, 3
2 Sep 1947298-341Affidavit of Schnitzler, book 2 cont'd
"341-391Prosecution document books 3, 4, 5
3 Sep 1947392-473Prosecution document books 5, 6. 7, 8
4 Sep 1947474-544Prosecution document books 8, 9, 10
9 Sep 1947549-622Hans Wagner testimony, cross-examination
"628-641Pros. document book 11 (+ docs from bks 14/16)
10 Sep 1947643-724Prosecution document book 12, 13, 14
11 Sep 1947725-760John Morgan testimony, cross-examination
"761-772Prosecution document book 14
16 Sep 1947777-852Prosecution document books 15, 19, 20, 23
17 Sep 1947853Arraignment of Wurster
"854-928Prosecution document books 20, 21, 22
18 Sep 1947930-997Prosecution document books 24 - 27
19 Sep 19471000-1025Hermann von Hannecken testimony, cross-examination
"1025-1079Prosecution document books 28 - 30
23 Sep 19471081-1171Prosecution document books 33 - 35
25 Sep 19471181-1253Prosecution document books 35, 36, 31, 32
26 Sep 19471263-1334Prosecution document books 32, 37 - 41
30 Sep 19471341-1433Nathaniel Elias testimony, cross-examination
1 Oct 19471434-1462Nathaniel Elias cross-examination
"1463-1522Werner Hagert testimony, cross-examination
2 Oct 19471522-1536Werner Hagert cross-examination
"1537-1600Paul Otto Schmidt testimony, cross-examination
"1600-1609Karl von Heider testimony
3 Oct 19471618-1655Karl von Heider cross-examination
"1658-1696Prosecution document books 17, 34, 44, 45
7 Oct 19471703-1705Prosecution showing of film
"1706-1724Botho Mulert testimony, cross-examination
"1724-1745Felix Ehrmann testimony, cross-examination
8 Oct 19471753-1780Lothar Mischke testimony, cross-examination
"1780-1793Helmut Deichfischer testimony, cross-examination
"1794-1821Hans Wagner testimony, cross-examination
"1823-1841Prosecution document book 46 (+17)
9 Oct 19471849-1929Ernst Struss testimony, cross-examination
13 Oct 19471933-1942Gustav Kuepper testimony, cross-examination
"1942-2004Guenther Frank-Fahle testimony, cross-examination
14 Oct 19472008-2053Guenther Frank-Fahle cross-examination
"2056-2063Alfred Hoffmann testimony, cross-examination
"2063-2081Hermann Baessler testimony, cross-examination
"2082-2108Prosecution document book 47
15 Oct 19472110-2137Prosecution document book 48
"2138-2142Hugo Paulmann testimony, cross-examination
"2142-2190Prosecution document book 49 (+ 16, 17, 44 - 46, 48)
"2195-2207Heinrich Diekmann testimony, cross-examination
16 Oct 19472208-2233Heinrich Diekmann cross-examination
"2234-2260Gerhard Schrader testimony, cross-examination
"2261-2288Paul Koerner testimony, cross-examination
"2288-2298Erich Gritzbach testimony, cross-examination
17 Oct 19472304-2315Walter Warlimont testimony, cross-examination
"2315-2329Paul Dencker testimony, cross-examination
"2329-2349Max Zeidelhack testimony, cross-examination
"2349-2355Juergen von Klenck testimony, cross-examination
"2358-2399Prosecution document books 42, 43
21 Oct 19472415-2488Prosecution document books 43, 50, 51
22 Oct 19472508-2582Prosecution document books 52 - 54
23 Oct 19472590-2627Prosecution document books 55
"2628-2661Maurycy Szpilfogel testimony, cross-examination
"2664-2678Prosecution document books 63
24 Oct 19472679-2706Guenther Gorr testimony, cross-examination
"2707-2722Eberhard Gross testimony, cross-examination
"2724-2763Prosecution document books 64, 65, 61
27 Oct 19472771-2777Prosecution document books 61, 62
"2777-2810Prosecution document books 57, 58
"2811-2829Prosecution document books 59, 60 (+51, 57)
"2830-2842Rudolf Diels testimony, cross-examination
"2843-2864Helmut Noack testimony, cross-examination
28 Oct 19472865-2893Helmut Noack cross-examination
"2896-2934Gustav Kuepper testimony, cross-examination
"2935-2940Franz Rupp testimony, cross-examination
"2941-2961Kurt Krueger testimony, cross-examination
29 Oct 19472967-3029Kurt Krueger cross-examination
"3030-3041Herbert Mureck testimony, cross-examination
"3041-3049Guenther Hausen testimony, cross-examination
"3050-3057Hans Bannert testimony, cross-examination
30 Oct 19473058-3076Hans Bannert cross-examination
"3076-3118Heinz Mayer-Wegelin testimony, cross-examination
"3119-3144Emil Ehmann testimony, cross-examination
31 Oct 19473147-3152Rudolf Huenermann testimony, cross-examination
"3152-3166Anton Reithinger testimony, cross-examination
"3166-3172Albert Eckert testimony, cross-examination
"3190-3233Prosecution document books 67 - 68
4 Nov 19473249-3318Prosecution document books 68 - 70
5 Nov 19473321-3334Prosecution document book 71
"3342-3388Marcel Grenot testimony, cross-examination
"3389-3397Prosecution document book 72
6 Nov 19473398-3422Prosecution document books 72 - 74
"3423-3436Karl Mueller testimony, cross-examination
"3437-3449Heinz Schmied-Lossberg testimony, cross-examination
"3450-3468Prosecution document book 74
7 Nov 19473490-3533Jan Dvoracek testimony, cross-examination
"3534-3562Arnost Tauber testimony, cross-examination
12 Nov 19473566-3599Arnost Tauber cross-examination
"3600-3611Ervin Schulhof testimony, cross-examination
"3620-3639Gustav Herzog testimony, cross-examination
"3641-3660Ludwig Hess testimony, cross-examination
"3663-3676Jan Stern testimony, cross-examination
13 Nov 19473677-3678Jan Stern cross-examination
"3678-3691Charles Joseph Coward testimony, cross-examination
"3692-3699Leonard Dales testimony, cross-examination
"3700-3718Norbert Wolheim testimony, cross-examination
"3718-3721Prosecution document book 75
"3722-3742Walter Stothfang testimony, cross-examination
"3747-3752Prosecution document book 75
"3753-3770Felix Rausch testimony, cross-examination
14 Nov 19473771-3778Felix Rausch cross-examination
"3778-3808Robert Waitz testimony, cross-examination
"3808-3815Kai Feinberg testimony, cross-examination
"3815-3827Frederick Davison testimony, cross-examination
"3830-3844Robert Ferris testimony, cross-examination
"3845-3853Charles Hill testimony, cross-examination
"3855-3873Gregoire Afrine testimony, cross-examination
17 Nov 19483878-3881Corrections to documents already presented
"3881-3887Prosecution document book 77 (and 1 doc for book 75)
"3890-3906Isaac Spetter testimony, cross-examination
"3906-3920Philippe Pfeffer testimony, cross-examination
"3920-3927Eric Doyle testimony, cross-examination
18 Nov 19473929-3941Reginald Hartland testimony, cross-examination
"3941-3956Prosecution document books 78, 79
"3957-3985Rudolf Vitek testimony, cross-examination
"3985-3992Berthold Epstein testimony, cross-examination
"3992-4008Prosecution document books 80 and 81
20 Nov 19474018-4029Additions/changes to document books
"4030-4040Edmund Tilley testimony, cross-examination
"4040-4062Prosecution document books 63 - 64
"4065-4113Ernst Struss testimony, cross-examination
21 Nov 19474118-4160Ernst Struss cross-examination
"4161-4184Prosecution document book 91
"4188-4207Oswald Pohl testimony
24 Nov 19474208-4232Oswald Pohl cross-examination
"4234-4268Prosecution document books 84, 66
"4269-4307Joki Frossard testimony, cross-examination
"4308-4314Miscellaneous documents introduced
25 Nov 19474320-4361Prosecution document books 84 - 88
"4362-4385Guenther Falkenhahn testimony, cross-examination
"4385-4387Documents added to book 81
26 Nov 19474394-4425Prosecution document books 89, 82, 83
"4426-4438Rudolf Diels testimony, cross-examination
1 Dec 19474446-4476Additional documents/corrections
2 Dec 19474498-4510Otto Ohlendorf testimony, cross-examination
"4513-4531Emil Ehmann testimony, cross-examination
"4556-4560Erich Orlik testimony, cross-examination
"4560-4570Emil Ehmann cross-examination
13 Dec 19474580-4592Paul Haeni testimony, cross-examination
15 Dec 19474598-4624Karl Wolff testimony, cross-examination
"4624-4654Gustav Schlotterer testimony, cross-examination
17 Dec 19474655-4691Discussion, filing of motions by defense
"4692-4707Kurt Krueger testimony, cross-examination
18 Dec 19474711-4720Defense opening statement for Krauch
"4721-4729Defense opening statement for Schmitz
"4730-4745Defense opening statement for von Schnitzler
"4746-4759Defense opening statement for Gajewski
"4760-4777Defense opening statement for Hoerlein
"4779-4781Defense opening statement for von Knieriem
"4781-4788Defense opening statement for Ter Meer
"4789-4794Defense opening statement for Schneider
"4794-4813Defense opening statement for Ambros
"4814-4821Defense opening statement for Buetefisch
"4821-4831Defense opening statement for Haefliger
"4832-4837Defense opening statement for Jaehne
19 Dec 19474838-4854Defense opening statement for Gattineau
"4855-4865Defense opening statement for Buergin
"4866-4877Defense opening statement for Ilgner
"4877-4883Defense opening statement for Lautenschlager
"4883-4891Defense opening statement for Mann
"4892-4899Defense opening statement for Oster
"4899-4910Defense opening statement for Wurster
"4910-4926Defense opening statement for Duerrfeld
"4927-4944Defense opening statement for von der Heyde
The detailed chronology continues with testimonies from January through June 1948. For the complete trial chronology, please consult the full trial transcripts.

Sentences

Acquitted: Gajewski, Gattineau, von der Heyde, Hoerlein, von Knieriem, Kuehne, Lautenschlaeger, Mann, Schneider, Wurster

Removed from trial for medical reasons: Brueggemann

Guilty Verdicts: